We advise on regulatory obligations based on business activity, and draft all documentation necessary to achieve regulatory compliance.
Corporate compliance, or ensuring your business operations adhere to relevant laws, regulations, and standards, has become crucial in today's complex and rapidly changing business landscape. Entities are often subject to numerous federal, state, and sometimes international laws and regulations, including the Foreign Corrupt Practices Act (FCPA), Sarbanes-Oxley Act, and GDPR, depending on their operations and jurisdictions.
A fundamental aspect of corporate compliance involves implementing a compliance program within the organization. A robust compliance program typically includes the development and dissemination of internal policies and procedures, a strong ethical framework, regular training and education, robust audit procedures, and mechanisms for reporting and rectifying violations. An example of this is the compliance program structure outlined in the U.S. Sentencing Guidelines, which sets out the elements of an effective program.
Corporate compliance also extends into the realm of financial reporting and corporate governance. Regulations like the Sarbanes-Oxley Act have introduced strict standards for financial disclosure and reporting, and mandate the establishment of mechanisms for confidential reporting of fraud and financial irregularities.
With evolving regulations, corporate compliance is becoming more intertwined with technology. Regulations like GDPR have far-reaching implications on data privacy and require organizations to maintain transparency about data collection, usage, and protection. Companies must also adhere to industry-specific regulations like the Health Insurance Portability and Accountability Act (HIPAA) in the healthcare industry, which imposes strict data privacy and security standards for protecting sensitive health information.
As compliance requirements continue to evolve, the need for knowledgeable legal counsel in this space has become paramount. At Goldstein Law, we help businesses navigate their legal obligations and establish robust compliance programs that not only fulfill their legal obligations but also contribute to their strategic goals and reputation in the market. We offer expert advice on a range of issues, including the development and implementation of compliance programs, risk assessment, training and education, response to compliance violations, and managing the implications of non-compliance.
"Goldstein Law helps us navigate a difficult regulatory environment that is constantly changing. We are very happy with their work."
"We hired Goldstein Law to write terms and conditions for our NFT project and build our DAO. Jeremy really understands blockchain and web3."
"Having Jeremy by my side has been a game-changer! He understands innovation in my industry, has helped me with fundraising, and kept my business compliant.
"What sets this law firm apart is their ability to take complex issues and distill them into understandable advice. As a founder, this has made my life much easier."
"I run a short-term rental company with over 100 properties and hired Jeremy as our corporate council. He goes above and beyond for our team."
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Trusted corporate and transactional attorneys for technology startups.
1312 17th Street, Suite #1646
Denver, CO 80202